Although post-Westphalian enforcement is
often regarded as a phenomenon that started in the 1990s. UN peacekeepers used
significant amounts of force in the Congo in the early 1960s. The crisis in the
Congo demonstrates how a combination of hasty (Belgian) decolonization, state
fragility, weakness of central government authority, and ethnic and regional
fragmentation drew the UN into using force against a secessionist movement and
foreign mercenaries, and covertly supporting the overthrow of the elected Prime
Minister, Patrice Lumumba (see Abi-Saab 1978; Higgins 1980; Gibbs 2000).
BACKGROUND AND UN MISSION ACTIVITIES
On
30 June 1960 the Congo gained its independence from Belgium. Only five days
later, however, the Congolese army mutinied, causing extensive civil unrest, which
included a number of attacks against Belgian citizens. In response to these attacks,
on 11 July Belgium deployed paratroopers without the consent of the Congolese
government. To make matters more complicated, on the very same day, local
politician Moïse Tshombé declared Katanga, Congo’s most mineral-rich province,
to be independent, and the following month South Kasai also attempted to secede.
It soon became apparent that Tshombé had considerable support from both the Belgian
government and the vast industrial mining complex Union Minière du Haut- Katanga,
headquartered in Brussels (Gibbs 2000: 366-9; UN 1990: 239).
In response to Belgium’s intervention,
both President Kasavubu and Prime Minister Lumumba called upon the UN to send
military assistance, declaring that Belgium had committed an act of aggression
against the Congo. Invoking Article 99 of the Charter, Secretary-General Dag
Hammarskjöld called an urgent meeting of the Security Council. The Security Council agreed with the
Congolese government and in Resolution 143 of 14 July 1960 called for Belgium
to withdraw its troops. The Council authorized the deployment of a peacekeeping
force, United
Nations Operations in the Congo (ONUC), which
included troops from 30 states and at its peak, in July 1961, comprised 19,828
soldiers and some 2,000 civilian experts and technicians, Secretary-General Dag
Hammarskjöld had to defend himself against bitter Russian attack for his
actions in the Congo crisis, In 1961 Hammarskjöld died in an airplane crash
while on a UN Congo peace mission.
ONUC
personnel were initially intended to act as peacekeepers to oversee the withdrawal of Belgian troops and to help
the Congolese government restore law and order; they were not supposed to get
involved with Congolese politics in general and the Katangan secession in
particular. But this is precisely what happened. Arguably, this was because
ONUC’s underlying goal was to restore an acceptable degree of Westphalian order
by maintaining Congo’s territorial integrity, peacefully if possible but by
force if necessary (James 1990: 296; Howard 2000: 68). Although Belgian troops
quickly withdrew from the majority of Congolese territory, they did not withdraw
from Katanga. This prompted the Security Council to call for their immediate
withdrawal from the province (Resolution 146, 9 August 1960). This was duly
done within six weeks.
ONUC was left to support the Congolese
government restore law and order in the country. The problem was that the issue
of Katanga’s secession remained unresolved and approximately 510 Belgian
officers and foreign mercenaries remained within Katanga to support Tshombé (UN
1990: 242). In retrospect, it is clear that the UN actively took sides within
Congolese politics in two senses. Covertly, the Secretary-General and the
United States employed strategies designed to weaken Lumumba’s position,
especially after August 1960 when he had requested and received military
assistance from the Soviet Union to suppress the regional rebellions in Katanga
and South Kasai (Gibbs 2000). Lumumba was subsequently abducted and later
murdered by opposition politicians in January 1961. The UN also authorized ONUC
to use force, ostensibly to prevent civil war in the Congo (Resolution 161, 21
February 1961).
UN peacekeepers used force shortly afterwards
against Tshombé’s gendarmes and various mercenary and ‘foreign’ (mainly
Belgian) elements in Katanga (although ONUC troops were also killed by rogue
and undisciplined factions of the Congolese army in several incidents during 1961).
The use of force to remove all mercenaries from Katanga was reiterated in November
1961 (Resolution 169). ONUC was eventually terminated in stages after February
1963 when Katanga was reintegrated into the national territory of the Congo.
The last ONUC troops were withdrawn by 30 June 1964, although the country continued
to receive civilian aid. ONUC’s use of force had important repercussions for UN
peacekeeping more generally. As Alan James (1990: 298) has suggested, the
mission was widely perceived as a tool of US foreign policy (see also Gibbs
2000). It also generated a financial crisis which has plagued UN operations
ever since: ONUC’s annual cost was $66million at a time when the UN’s overall
budget was only $70million and France and the Soviet Union refused to pay
(Nicholas 1974: 65). The operation also encouraged the UN to ensure that
henceforth the role of the Secretary-General would be far more circumscribed.
Finally, all subsequent UN forces were given six month long mandates in order
to allow the Security Council to periodically review ongoing operations.
ONUC’s role in the Congo thus highlights
two important points. First, given the opportunity, the UN was willing and able
to engage in intra-state conflicts well before the 1990s (see Morphet 2000).
Second, even when dealing with problems exacerbated by Westphalian systems of
governance, in this case the retention of state borders imposed during
colonialism, the UN refused to countenance political solutions that were not
based on the territorial integrity of the state in question.
References
Abi-Saab,
G. (1978), The United Nations Operation in the Congo 1960-1964 (Oxford:
Oxford
University Press).
Gibbs,
D. (2000), ‘The United Nations, international peacekeeping and the question
of
‘impartiality’: revisiting the Congo operation of 1960’, Journal of Modern
African
Studies, 38(3): 359-82.
Higgins,
R. (1980), United Nations Peacekeeping 1946-1967: Documents and
Commentary,
Vol. III: Africa (London: Oxford University
Press).
Howard,
M. (2000), ‘The Historical Development of the UN’s Role in International
Security’
in A. Roberts and B. Kingsbury (eds.), United Nations, Divided
World.
2nd
edition. (Oxford: Oxford University Press), pp.
63-80.
James,
A. (1990), Peacekeeping in International Politics (Basingstoke:
Macmillan
with
the IISS).
Morphet,
S. (2000), ‘UN Peacekeeping and Election-Monitoring’ in A. Roberts and
B.
Kingsbury (eds.), United Nations, Divided World. 2nd
edition. (Oxford:
Oxford
University Press), pp. 183-239.
Nicholas,
H.G. (1974), The United Nations as a Political Institution, 5th
edition
(Oxford:
Oxford University Press).
UN
(1990), The Blue Helmets: A Review of United Nations Peacekeeping, 2nd
edition
(New
York: UN Department of Public Information).
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